Stock FAQs

how to find out if someone owns stock in a company

by Antone Aufderhar Published 3 years ago Updated 2 years ago
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Just type the name of the stock you are interested in and select the stock on the correct stock exchange from the available options. Then you can scroll down on this company page until you will find all the available ownership data. Detailed ownership data is available for institutional owners, mutual fund owners and 5% / insider owners.

You can find out the names of the shareholders of a public company through several resources. If you wish to find out the names of large shareholders of a public company that has filed with the SEC, you can find this information by searching EDGAR, the SEC's Electronic Data Gathering, Analysis, and Retrieval System.

Full Answer

How do I find the ownership of a stock?

Just type the name of the stock you are interested in and select the stock on the correct stock exchange from the available options. Then you can scroll down on this company page until you will find all the available ownership data.

Where can you find information on a company's stocks?

Some companies also have an investor relations office that can provide information on their stocks. Stocks purchased directly from the company should either be on paper as a stock certificate or listed in the company’s computer records, states the Securities and Exchange Commission.

Can a brokerage firm buy stock in the name of an owner?

A brokerage firm may have purchased the stock or it may have been bought directly from the company. A brokerage firm may have bought stock in the owner’s name or in its name. Either way, the firm should have a record of the purchase if it is less than 6 years old, reports the Securities and Exchange Commission.

Do firms have a record of stock purchases?

Either way, the firm should have a record of the purchase if it is less than 6 years old, reports the Securities and Exchange Commission. For older stock purchases, a transfer agent for the company keeps a record of all the securities owners.

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Where is stock ownership recorded?

Publicly issued stocks are recorded in an electronic database maintained by the exchange that sold the stock. An issued stock certificate proves that the holder of the certificate has an ownership stake in a corporation. Membership certificates indicate ownership of a limited liability company (LLC).

Can you get a list of shareholders for a company?

A shareholder register is a list of all active and former owners of a company's shares. The register includes details of shareholders, such as their name, address, the number of shares they own, class of shares held, date when they became a shareholder, and when they ceased being a shareholder.

Can companies see who owns their stock?

Generally no. They might not pay dividends. But they also have to send shareholder reports, shareholder meeting notices, and proxy forms.

Where can I find a list of shareholders?

All companies in India have to file their financials and details of shareholders with the Ministry of Corporate Affairs (MCA21). You can access these documents through the website Ministry Of Corporate Affairs.

Are shareholder registers public?

Who is able to view a company's Shareholder Register? As per section 116 of the Companies Act 2006, anyone is able to ask to look at — and take a copy — of a company's shareholder register. Shareholders may freely inspect the shareholder register, while members of the public may request to do so.

Are shareholders listed at Companies House?

Companies House discloses the names and shareholdings of all company members (shareholders) on the public register. The first shareholders, who are known as 'subscribers', must also provide a service address (correspondence address).

Are Stocks public information?

Roughly one-fifth of stock-market trades are invisible to the average investor.

What is a 10% shareholder?

10% Shareholder means a person who owns, directly or indirectly, stock possessing more than 10% of the total combined voting power of all classes of stock of the Company or any Parent or Subsidiary of the Company. Indirect ownership of stock shall be determined in accordance with Code Section 424(d).

How do I find shares in my name?

approach. If you're confident you're a shareholder in a particular company, then you can start by contacting that company directly. It's a company's job to aid its shareholders where it reasonably can, you are their part owner after all.

How do I request a shareholders list?

Investors with questions about access to shareholder lists and relevant federal securities laws should contact the Office of Consumer Affairs, Securities and Exchange Commission, Washington, D. C. 20549.

How do I find a company's share capital?

Information On Company DepositsLogin to MCA portal from here. ... Under the TAB "Service" click on the 'View Public Documents' link to view specific companies as per list to public pertaining to specific company(s).Once the company(s) is/are selected, you will be prompted to make the payment of prescribed fee per company.More items...•

1. Company Ownership Search on MSN.com

In order to search for stock ownership information on MSN.com you have to visit the following url: http://www.msn.com/en-us/money. On this web page you will find a “Quote Search Bar” which you can use to find the stock you want to know the ownership of.

2. Institutional Stock Ownership Search on NASDAQ.com

For searching institutional stock ownership on NASDAQ.com you can visit their home page at: http://www.nasdaq.com. In the top middle of the home page you will find a get a quote search bar in which you can enter the stock symbol or company name of the stock of which you would like to know the institutional ownership.

3. Institutional Stock Ownership Search on Reuters.com

To inform yourself about the institutional stock ownership via the website of Reuters.com you should first visit their home page at http://www.reuters.com. On the top right you will find a search bar in which you can enter the stock symbol or company name of the stock you would like to research the institutional ownership of.

4. Reverse Engineer the Company Ownership for American Institutions on SEC.gov

In order to verify the amount of shares held per institutional shareholder, found through MSN and NASDAQ, you should be reviewing the 13F – HR report from this shareholder, filed on SEC.gov.

5. Company Ownership Search for Canadian Listed Companies on SEDI.ca

The company ownership search for all Canadian listed companies starts at the website of SEDI. SEDI is short for: System for Electronic Disclosure by Insiders and you can access their website by clicking here.

What happens if the stock market is down?

So if markets are down, you are seeing a sale in effect. That doesn’t mean you should market time, and wait for markets to fall, to buy in. It just means you shouldn't always celebrate gains, and hate declines. If markets decline in the next 5 years, your long-term gains will just be higher than expected.

Do you need to know where your 401(k) is held?

If you have an investment account of any kind (401k, IRA, Roth IRA, personal investment account, etc) then you should know where that account is held (which broker) and you should be able to log in to double check.

Does compensation include equity?

If you are an employee of a company, there is a possibility that your compensation package includes equity, and you would explicitly know about that, or employee stock options (which is not the same as owning stock) but you would know about that as well.

Getting value from your Cap Table

But just knowing the basic facts is not enough these days – you need to get insights that you can apply in the real world. This is where the Cap Table excels; in scenario modelling and a nifty little tool called a waterfall analysis.

Waterfall analysis

It’s not just fundraising that you need to run scenarios for. Exit valuations are also an important part of the lifecycle of a company. You’re going to want to analyse all aspects of the exit, including breakpoint, sensitivity, and pay-outs.

Do you know who owns your company?

It’s not as easy a question as it first sounds, is it? A business in any stage of their lifecycle can suddenly find themselves in all sorts of trouble if their Cap Table isn’t the solid foundation stone it needs to be.

What happens if you lose a stock certificate?

Whether you have misplaced or accidentally destroyed a certificate for stock you know you own, or are dealing with an estate that you believe owned shares of stock that can't be located, a few steps may lead to recovery of the missing shares. The Social Security number or tax ID and name of the registered owner – and in some cases ...

Can you find a deceased relative's stock?

Sometimes you know a deceased relative held a position in a stock he swore never to sell, but you can't find the certificates or evidence of a current position in that stock at his brokerage firm. If your lost shares are long-term stock holdings, check to see if the company you remember was acquired or changed its name.

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