
Where is American Stock Transfer & Trust Company LLC located?
Doing Business As:American Stock Transfer & Trust Company, LLC Company Description:American Stock Transfer & Trust Company, LLC is located in Philadelphia, PA, United States and is part of the Other Financial Investment Activities Industry. American Stock Transfer & Trust Company, LLC has 1 employees at this location.
Why American Stock Transfer&Trust Company?
We'll help you move forward. American Stock Transfer & Trust Company, LLC (AST) is a full-service, tech-enabled professional services firm that helps companies and shareholders across North America maintain momentum through the use of secure corporate data, analytics, advisory services, and a strategic approach to every interaction.
Is there a transfer fee to transfer shares?
IS THERE A FEE TO TRANSFER SHARES? AST does not charge a transfer fee. However, there may be fees for replacing a lost certificate and/or obtaining a Medallion Signature Guarantee from the financial institution of your choice. WHAT IS A FORM W-9 AND WHY IS IT REQUIRED?
Is an online brokerage account a good way to buy stocks?
If you see yourself as a hands-on investor who likes researching companies and learning about markets, an online brokerage account is a great place to get started buying stocks. Online brokerages offer taxable accounts and tax-advantaged accounts.

How do I sell my AST shares?
As Dividend Disbursing Agent, AST will sell shares, at your request, one of two ways: Online at www.amstock.com. Follow the simple instructions provided below. Sales requests received by 12:00 noon and via direct mail and by 4:00 p.m. Eastern Standard Time online will be executed the next business day.
Is American Stock Transfer & Trust legitimate?
American Stock Transfer & Trust Company, LLC (AST) is a full-service, tech-enabled professional services firm that helps companies and shareholders across North America maintain momentum through the use of secure corporate data, analytics, advisory services, and a strategic approach to every interaction.
Is Ast a stock transfer agent?
American Stock Transfer & Trust Company, LLC (AST) provides stock transfer solutions. The Company offers transfer agency, IPO counseling, proxy, and electronic transmission of data services. American Stock Transfer & Trust serves customers in the United States.
How do I transfer shares from AST Financial?
You must submit a fully completed Transfer of Ownership with W-9 Form for each new owner with original signatures Medallion Signature Guaranteed. If shares are being transferred to multiple new owners individually, AST cannot accept instructions using words such as “equally” or “divided between” for multiple parties.
Who bought AST?
Recognize Partners has acquired AST LLC, a portfolio company of Tailwind Capital and full-service cloud services provider for clients across the public and commercial sectors.
Who owned American Stock Transfer?
American Stock Transfer & Trust was bought out by Pacific Equity Partners for $1B on May 30, 2008 .
Is Ast a brokerage?
AST Investor Services LLC operates as a brokerage firm. The Company specializes in the business of buying and selling securities such as stocks, bonds, mutual funds, and certain other investment products. AST Investor Services conducts business in the United States.
What's the difference between a broker and a transfer agent?
Transfer agents maintain a record of ownership, including contact information, of an issuer's registered shareholders. Brokers maintain the records of beneficial shareholders. Transfer agents' responsibilities also include the transfer, issuance and cancellation of an issuer's shares.
What does a stock transfer company do?
Transfer agents record changes of ownership, maintain the issuer's security holder records, cancel and issue certificates, and distribute dividends.
What is a stop transfer order?
An order made to prevent the transfer of ownership of a security. One generally makes a stop transfer if the security certificate has been lost or stolen, or if another claim has been made on ownership and must be resolved.
Is equiniti a transfer agent?
We've been rated the most trusted transfer agent and easiest to do business with according to the Group Five 2021 Investor Communications and Engagement Services Benchmarking Study, Transfer Agent Services. Our clients trust us with their business.
Is Carta a transfer agent?
Carta is an SEC-registered transfer agent that helps companies issue, value and transfer securities.
Is broadridge a transfer agent?
Broadridge offers a comprehensive suite of transfer agent services to manage all your stock transfer and registrar needs efficiently and to provide an exceptional shareholder experience.
What is AST customer service?
If you have any questions, you may contact AST support desk at (888) 999-0032 for assistance.
Who We Are
AST is a tech-enabled, integrated, professional services firm that empowers companies and their stakeholders to achieve their goals through advisory, technology and flawless execution.
What We Offer
We are your strategic partner for positive shareholder engagement, transfer agent excellence, control of essential ownership records, and employee plans.
Solutions by Function
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In the News
Comprehensive guide provides data, charts and commentary on key topics including: Top Shareholder Proposals, Say-on-Pay & Equity Plans, COVID-19 and Its Lingering Effects on the Proxy Season, and Trends in Shareholder Engagement and Investor Behavior.
Insights
An in-depth look on how private companies can navigate our full suite of products.
Who We Are
American Stock Transfer & Trust Company, LLC (AST) is a full-service, tech-enabled professional services firm that helps companies and shareholders across North America maintain momentum through the use of secure corporate data, analytics, advisory services, and a strategic approach to every interaction.
What Stays Consistent
We maintain a high level of customer satisfaction and strong client retention rates year over year.
What Sets Us Apart
True leadership requires the ability to impact change at the highest level. That’s why AST has implemented programs - like the Executive Advisory Council and Industry Index - to improve services and increase satisfaction industry-wide.
What is an AST bond?
A bond of indemnity protects AST and its clients from any liabilities incurred if the original certificate (s) is/are presented for value in the future. A bond of indemnity can also be obtained independently from your own insurance provider or an insurance company of your choice.
Who reports cost basis in securities transactions?
As part of the legislation there is more stringent requirements on financial intermediaries such as issuers, transfer agents, brokers, banks and mutual funds, to report customers’ cost basis in securities transactions to both their customers and the Internal Revenue Service (IRS).
What is box 1A in a short sale?
Box 1A shows the trade date of the sale or exchange. For short sales, the date shown is the date the security was delivered to close the short sale. For aggregate reporting in boxes 9 through 12, no entry will be present.
Do issuers need to report transfer statements?
Yes. Issuers should refer to the final IRS regulations that provide guidance for Transfer Statement reporting. Under the new legislation, issuers and their agents are required to provide transfer statements when transferring securities. By sending cost basis reporting information in either the O-I data file or letter formats, the transfer statement reporting requirement is addressed.
What is value stock?
Value stocks are shares of stock that are priced at a discount and stand to see price gains as the market comes to recognize their true value. With value investing, you’re looking for “shares on sale,” with low price-to-earnings and price-to-book ratios.
How much does a 100% stock portfolio return?
Between 1926 and 2018, a 100% stock portfolio returned an average 10.1% a year , according to Vanguard. Over the same timeframe, a 100% bond portfolio earned 5.3% a year. Just remember, buying stocks means more risk for your investment portfolio. Here’s our step-by-step guide on how to buy stocks.
How does dollar cost averaging work?
Dollar-cost averaging provides a solution to this problem: Buy stocks with a set amount of money at regular intervals, and you may pay less per share on average over time. Crucially, dollar-cost averaging allows you to get started buying stocks right away, with a little bit of money, rather than waiting to build your balance. This mitigates the risk you buy either extremely high or low since you’re spreading out your purchases across a long period of time.
What is the best way to buy stocks?
An online brokerage account is the most convenient place to buy stocks, but it’s far from your only option. If you see yourself as a hands-on investor who likes researching companies and learning about markets, an online brokerage account is a great place to get started buying stocks.
What is dividend stock?
Dividend stocks pay out some of their earnings to shareholders in the form of dividends. When you buy dividend stocks, the goal is to achieve a steady stream of income from your investments, whether the prices of your stocks goes up or down. Certain sectors, including utilities and telecommunications, are also more likely to pay dividends.
What is an IRA account?
If you want to buy stocks to fund your retirement, consider an individual retirement account (IRA) that offers you certain tax advantages, like tax-deferred growth of your investments and potential tax credits on your tax return.
What is growth stock?
Growth stocks are shares of companies that are seeing rapid, robust gains in profits or revenue. They tend to be relatively young companies with plenty of room to grow, or companies that are serving markets with lots of room for growth. Whether the shares of a growth stock seem expensive or not, investing in growth stocks assumes that continued rapid growth will deliver strong price gains over time.
